Michael Thompson is a registered investment advisor, based in Baltimore, MD, with 17 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold.
Location
120 E Baltimore St, Fl 23, Baltimore, MD, 21202
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Regulatory History (1)
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Criminal
July 1997Final Disposition
Employment History
Current Registrations
Truist Advisory Services, INC.
February 2021 - Present · 5 yrs 8 mos
Truist Investment Services, INC.Broker
February 2021 - Present · 5 yrs 8 mos
Truist Investment Services, INC.
February 2021 - Present · 5 yrs 8 mos
Previous Registrations
Bb&t Securities, LLCBroker
January 2018 - February 2021 · 3 yrs 1 mo
Bb&t Securities, LLC
January 2018 - February 2021 · 3 yrs 1 mo
Bb&t Investment Services, INC.
June 2011 - January 2018 · 6 yrs 7 mos
Bb&t Investment Services, INC.Broker
May 2011 - January 2018 · 6 yrs 8 mos
Carolina Capital Markets, INC.Broker
August 2009 - May 2011 · 1 yr 9 mos
State Registrations14 states
AZCADCDEFLMDMONCNJNVNYPASCVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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