Rey Garza
Rey Garza is a registered investment advisor at Ameriprise Financial Services, LLC, based in Austin, TX, with 18 years of industry experience. Rey is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.
Fee Estimator
Location
11675 Jollyville Rd, Ste 200, Austin, TX, 78759-3939
Get directionsHistory
Regulatory History (1)
Criminal
September 1992Other Business Activities
Rey serves as Secretary on the Board of Directors for Garza. This requires minimal time each month, including a few hours during trading hours.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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