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Kevin Leduff

15 Years of Experience
Kansas City, MO
3 DisclosuresBroker

Kevin Leduff is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Kansas City, MO, with 15 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

4801 Main St, Kansas City, MO, 64112

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2018
Denied
Criminal
April 1999
Final Disposition
Criminal
October 1997
Final Disposition
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2012 - Present · 14 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2012 - Present · 14 yrs 2 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2010 - June 2012 · 1 yr 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2010 - June 2012 · 1 yr 9 mos
Waddell & Reed, INC.Broker
February 2010 - September 2010 · 7 mos
State Registrations40 states
AKALARAZCACOCTDCDEFLGAIAIDILKSLAMAMEMIMNMONCNENHNJNMNVNYOHOKORRISCTNTXVAVTWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Kevin Leduff - Financial Advisor | TrueAdvisor