Stephen Dallin
Stephen Dallin is a registered investment advisor at Equity Armor Investments, based in Chicago, IL, with 16 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 90 clients with $170M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.50% |
| $250K - $1000K | 2.25% |
| $1.0M - $10.0M | 2.00% |
| $10M+ | 2.00% |
Fees are negotiable for accounts over $10,000,000. Certain clients could agree to pay an incentive fee equal to a negotiated percentage of profits.
Fee Estimator
Location
318 West Adams Street, 10th Floor, Chicago, IL, 60606
Get directionsHistory
Regulatory History (1)
Customer Dispute
February 2021Other Business Activities
Stephen is an associated person of OptionIQ, a commodities/futures introducing broker-dealer, and a principal of IQCapital Management, a commodity trading advisor. He also works as an Investment Adviser Representative at Equity Armor Investments, spending a few hours per week on this role.
Employment History
Current Registrations
Equity Armor Investments
Tradingblock
TradingblockBroker
Previous Registrations
Cambria Capital LLC
Cambria Capital, LLCBroker
Optionsxpress, INC.Broker
Optionsxpress, INC.Broker
E*trade Securities LLCBroker
State Registrations38 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.