Christine Mcbroom
Christine Mcbroom is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Capitola, CA, with 18 years of industry experience. Christine is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.25% |
Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.
Fee Estimator
Location
820 Bay Ave, Suite 101, Capitola, CA, 95010
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
February 2013Other Business Activities
Christine is the Financial Advisor, President, Owner, and Officer of Lanai Financial Solutions LLC. She also owns rental real estate and is a board member and president of Santa Cruz Montessori, spending minimal time on these activities.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
First Allied Advisory Services, INC.
First Allied Securities, INC.Broker
Edward Jones
Edward JonesBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Trevor Strudley, CFPRaymond James Financial Services Advisors, INC
- Jeremy Geels, CFPEdward Jones
- Lisa Constant, ChFCLPL Financial LLC
- Sabin Alibrandi, CFPOsaic Wealth, INC.
- Paul Clark, CFPWells Fargo Advisors
- Jason Braley, CFPOsaic Wealth, INC.