Kathryn Lopresti
Kathryn Lopresti is a registered investment advisor at UBS Asset Management (americas) LLC, based in Middletown, NJ, with 14 years of industry experience. Kathryn operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 399,225 clients with $540B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
UGA does not have a standard fee schedule. UGA generally receives management fees equal to a percentage of assets under management. In some cases, UGA receives a fixed fee for its services. UGA may also receive performance-based fees. Fees are negotiated on a client-by-client basis and are based, in part, on the size and scope of the relationship, investment vehicle’s particular structure, investment process and other factors.
Location
Middletown, NJ
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Current Registrations
UBS Asset Management (americas) LLC
UBS Asset Management (US) INC.
UBS Asset Management (US) INC.Broker
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
State Registrations53 states
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