Andrew Carlie is a registered investment advisor at Morgan Stanley, based in Roseville, CA, with 12 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1478 Stone Point Drive, Suite 500, Roseville, CA, 95661
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
October 2025 - Present · 11 mos
Morgan StanleyBroker
July 2025 - Present · 1 yr 2 mos
Previous Registrations
TD Ameritrade Investment Management, LLC
March 2018 - January 2021 · 2 yrs 10 mos
TD Ameritrade, INC.
March 2018 - December 2020 · 2 yrs 9 mos
TD Ameritrade, INC.Broker
February 2018 - December 2020 · 2 yrs 10 mos
Scottrade Investment Management
May 2016 - March 2018 · 1 yr 10 mos
Scottrade, INC.Broker
November 2008 - February 2018 · 9 yrs 3 mos
State Registrations53 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.