EC
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Edward Caruth

17 Years of Experience
Bangor, PA
BrokerSells Insurance

Edward Caruth is a registered investment advisor, based in Bangor, PA, with 17 years of industry experience.

Location

Bangor, PA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business ActivitiesSells Insurance

Edward is an insurance agent for B. Riley Wealth Insurance, selling and servicing annuities, dedicating a few hours per week to this role. He is also the president of Twin Flame Energy LLC, marketing health-related products, spending about 10-20% of his time on this endeavor.

Employment History
Current Registrations
B. Riley Wealth ManagementBroker
July 2022 - Present · 3 yrs 10 mos
B. Riley Wealth Management
July 2022 - Present · 3 yrs 10 mos
B. Riley Wealth Advisors, INC.
July 2016 - Present · 9 yrs 10 mos
Previous Registrations
National Securities CorporationBroker
July 2016 - July 2022 · 6 yrs
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2008 - July 2016 · 7 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2008 - July 2016 · 7 yrs 10 mos
State Registrations16 states
ALCAFLMAMDMINCNJNYOKORPASCTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Edward Caruth - Financial Advisor | TrueAdvisor