James Curtis
James Curtis is a CFP-designated registered investment advisor at James Curtis Financial and Insurance Services, based in Costa Mesa, CA, with 17 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 72 clients with $90M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.75% |
Fee is negotiable. Includes both financial planning and portfolio management.
Fee Estimator
Location
1700 Adams Avenue, Suite 210, Costa Mesa, CA, 92626
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is the president and sole shareholder of James Curtis Enterprises, Inc. He is also a licensed insurance agent since 2008, potentially receiving commissions from life, health, long-term care insurance, and annuities, and a licensed real estate broker since 1994, potentially receiving commissions from residential sales.
Employment History
Current Registrations
James Curtis Financial and Insurance Services
Previous Registrations
Collins Advisory
AXA Advisors, LLC
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.