Michael Schwartz
Michael Schwartz is a registered investment advisor at Cetera Investment Advisers LLC, based in Woodbury, MN, with 17 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Woodbury, MN
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Michael sells fixed insurance products including life, health, disability, annuities, long-term care, and medical/group insurance. He is also a registered representative with AdvisorNet Financial, Inc., president/financial advisor at Eastwood Financial LLC, president of Eastwood Wayne LLC, and a notary public. He dedicates about a quarter of his time to AdvisorNet Financial, Inc. and nearly full-time to Eastwood Financial LLC.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
LPL Financial LLCBroker
LPL Financial LLC
Investment Centers of America, INC.
Investment Centers of America, INC.Broker
Princor Financial Services Corporation
Princor Financial Services CorporationBroker
State Registrations7 states
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