Elliott Clark
Elliott Clark is a registered investment advisor at LPL Financial LLC, based in Ft Thomas, KY, with 11 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
602 S Ft Thomas Ave, Ft Thomas, KY, 41017
Get directionsHistory
Regulatory History (2)
Judgment / Lien
August 2024Customer Dispute
January 2023Other Business ActivitiesSells Insurance
Elliott owns rental real estate property and dedicates minimal time to it. He is also an agent for non-variable insurance through Ameritas and Principal, and works as an LPL Financial Advisor for Heartland Bank. Finally, Elliott spends full-time hours on Heartland Planning Associates, a DBA for his LPL business.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Huntington Financial Advisors
The Huntington Investment CompanyBroker
Fifth Third Securities, INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.