Michael Koziol
Michael Koziol is a registered investment advisor at MML Investors Services, LLC, based in Amherst, NY, with 17 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
300 Corporate Pkwy, Suite 216N, Amherst, NY, 14226
Get directionsHistory
Regulatory History (1)
Customer Dispute
June 2020Other Business ActivitiesSells Insurance
Michael sells individual life and fixed annuities through Specific Solutions since 2019, dedicating minimal time. He also works as a financial advisor selling life, long-term care, and fixed annuities since 2020, also dedicating minimal time, and owns rental property since 2021, dedicating minimal time.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
Msi Financial Services, INC.Broker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.