MK
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Michael Koziol

18 Years of Experience
Amherst, NY
1 DisclosureBrokerSells Insurance

Michael Koziol is a registered investment advisor at MML Investors Services, LLC, based in Amherst, NY, with 18 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

300 Corporate Pkwy, Suite 216N, Amherst, NY, 14226

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History

Regulatory History (1)
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Customer Dispute
June 2020
Denied
Other Business ActivitiesSells Insurance

Michael sells individual life and fixed annuities through Specific Solutions since 2019, dedicating minimal time. He also works as a financial advisor selling life, long-term care, and fixed annuities since 2020, also dedicating minimal time, and owns rental property since 2021, dedicating minimal time.

Employment History
Current Registrations
MML Investors Services, LLC
June 2021 - Present · 5 yrs 4 mos
MML Investors Services, LLCBroker
March 2017 - Present · 9 yrs 7 mos
Previous Registrations
Msi Financial Services, INC.Broker
August 2008 - March 2017 · 8 yrs 7 mos
State Registrations18 states
ALCADEFLGAINMAMDMINCNYOHPASCTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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