Brian Mallette is a CFP-designated registered investment advisor at Hbks Wealth Advisors, based in Naples, FL, with 17 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 7,824 clients with $7.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.75% |
Fees are based on a percentage of assets under management, varying by factors such as asset type and account size, with a maximum annual fee of 2.75%. Fees may be negotiated in limited circumstances.
Fee Estimator
Location
3838 Tamiami Trail N, Suite 100, Naples, FL, 34103
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Brian is an associate at Park Shore Partners LLC, a hedge fund, dedicating about a quarter of his time. He also works as a financial advisor and investment advisor representative at HBKS Wealth Advisors, spending nearly all his time there, and owns several rental properties through HBK-related LLCs, but these are passive investments.
Employment History
Current Registrations
Hbks Wealth Advisors
Park Shore Partners LLC
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Tyler Holes, CFPHbks Wealth Advisors
- Ryan Hawk, CFPHbks Wealth Advisors
- Jason Rundorff, CFPHbks Wealth Advisors
- Walter Schacht, CFPTruist Advisory Services, INC.
- Richard Simpson, CFP, ChFCMoran Wealth Management, LLC
- Kodie Fridley, CFPMorgan Stanley