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Ashley Gagner

Ameriprise Financial Services, LLC
18 Years of Experience
Fargo, ND
1 DisclosureBroker
View SEC Summary
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Ashley Gagner is a registered investment advisor at Ameriprise Financial Services, LLC, based in Fargo, ND, with 18 years of industry experience. Ashley is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4445 2nd Ave S Ste 1, Fargo, ND, 58103

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2018
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Ashley owns and manages Dakota Group Wealth Management, an Ameriprise business, but spends no time on it. Ashley also works as a financial advisor for Dakota Group Wealth Management, dedicating about a third of her time to this role.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
March 2020 - Present · 6 yrs 7 mos
Ameriprise Financial Services, LLCBroker
March 2020 - Present · 6 yrs 7 mos
Ameriprise Financial Services, LLC
March 2020 - Present · 6 yrs 7 mos
Previous Registrations
Wells Fargo Advisors Financial Network, LLCBroker
March 2011 - March 2020 · 9 yrs
Wells Fargo Advisors Financial Network, LLC
March 2011 - March 2020 · 9 yrs
Morgan Stanley Smith Barney LLC
June 2009 - March 2011 · 1 yr 9 mos
Morgan Stanley Smith BarneyBroker
June 2009 - March 2011 · 1 yr 9 mos
Citigroup Global Markets INC.
November 2008 - June 2009 · 7 mos
Citigroup Global Markets INC.Broker
September 2008 - June 2009 · 9 mos
State Registrations23 states
AZCACOFLHIIAIDILKSKYMIMNMTNDNENVNYOHSCSDTXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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