David Settanni
David Settanni is a CFA-designated registered investment advisor at Settanni Financial LLC, based in Armonk, NY, with 10 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 160 clients with $400M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.00% |
| $500K - $1.0M | 1.75% |
| $1.0M - $3.0M | 1.50% |
| $3.0M - $10.0M | 1.25% |
| $10.0M - $50.0M | 1.00% |
| $50.0M - $100.0M | 0.75% |
| $100M+ | 0.75% |
Fees may be negotiable at the sole discretion of the Advisor. If the Client engages the Advisor for its wealth management services, the Client will pay a single fee for investment management, financial planning, taxes and estate planning.
Fee Estimator
Location
84 Business Park Drive, Suite 302, Armonk, NY, 10504
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David is the CCO & CFO of Sutton Place Investors LLC, doing business as Settanni Financial, and spends nearly full-time on compliance, trading, and investment recommendations. He also has a life insurance sales business, dedicating minimal time to selling life insurance and fixed annuities, and is involved in tax preparation, volunteer firefighting, non-profit work, trustee duties, and managing a private fund.
Employment History
Current Registrations
Settanni Financial LLC
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
Cetera Investment Advisers LLC
Cetera Financial Specialists LLCBroker
State Registrations2 states
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