RS
CFA
RS
CFA

Rasool Shaik

17 Years of Experience
Houston, TX

Rasool Shaik is a CFA-designated registered investment advisor at Emc Capital Management, LLC, based in Houston, TX, with 17 years of industry experience. Rasool operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 9 clients with $180M in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
Number of Clients
9 clients
Average Client Portfolio
$19.9M average
Assets Under Management
$178.9M

Fee Structure

Minimum Investment:$1M
Investment management only (planning not offered)
Minimum Annual Fee:$10,000
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $2.0M1.00%
$2.0M - $5.0M0.80%
$5.0M - $10.0M0.60%
$10M+0.50%

Fees and account minimums may be negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

6363 Woodway Drive, Suite 763, Houston, TX, 77057

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Rasool is the principal of EMC Asset Management, LLC, which serves as the general partner to the EMC Alpha Fund. Rasool will devote the majority of his time to managing the fund and will receive performance-based compensation.

Employment History
Current Registrations
Emc Capital Management, LLC
May 2013 - Present · 13 yrs
Previous Registrations
Bridgeway Capital Management INC
August 2008 - May 2013 · 4 yrs 9 mos
State Registrations1 state
TX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.