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Angela Brown

15 Years of Experience
Chandler, AZ
Broker

Angela Brown is a registered investment advisor at Cetera Investment Advisers LLC, based in Chandler, AZ, with 15 years of industry experience. Angela operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

3200 W Ray Road, Suite 101, Chandler, AZ, 85226

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Angela works as a registered admin for Wilde Wealth Management Group, a financial services firm, dedicating full-time hours to this role. She also provides notary services and owns rental property, but these activities require minimal time.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 2 mos
Cetera Advisors LLCBroker
October 2018 - Present · 7 yrs 7 mos
Cetera Advisors LLC
October 2018 - Present · 7 yrs 7 mos
Previous Registrations
Cetera Advisors LLC
July 2022 - March 2024 · 1 yr 8 mos
Sagepoint Financial, INC.
April 2018 - November 2018 · 7 mos
Sagepoint Financial, INC.Broker
April 2018 - November 2018 · 7 mos
LPL Financial LLC
November 2017 - April 2018 · 5 mos
LPL Financial LLCBroker
November 2017 - April 2018 · 5 mos
National Planning Corporation ("npc of America" in Fl & Ny)
January 2013 - November 2017 · 4 yrs 10 mos
National Planning CorporationBroker
January 2013 - November 2017 · 4 yrs 10 mos
Edward Jones
March 2011 - November 2012 · 1 yr 8 mos
Edward JonesBroker
November 2010 - November 2012 · 2 yrs
State Registrations1 state
AZ
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Angela Brown - Financial Advisor | TrueAdvisor