SG
SG

Steven Gelber

17 Years of Experience
Chicago, IL
Broker

Steven Gelber is a registered investment advisor at Hightower Advisors, LLC, based in Chicago, IL, with 17 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 56,418 clients with $160B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1028 advisors
Number of Clients
56,418 clients
Average Client Portfolio
$2.9M average
Assets Under Management
$164.8B

Fee Structure

Hightower Advisors offers investment management services where fees are negotiable and can be calculated as a percentage of your portfolio. The percentage can be a flat rate, tiered based on asset levels, or tiered floating. Fees are typically deducted from your account and can be charged either in advance or after the service is provided, calculated quarterly or monthly. Some advisors may adjust fees based on significant deposits or withdrawals during the billing cycle. The firm may also household accounts for price breaks.

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Location

200 W. Madison St., Suite 2500, Chicago, IL, 60606

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Hightower Securities, LLCBroker
May 2018 - Present · 8 yrs 2 mos
Hightower Advisors, LLC
May 2018 - Present · 8 yrs 2 mos
Previous Registrations
Cetera Advisor Networks LLCBroker
January 2017 - April 2018 · 1 yr 3 mos
Cwm, LLC
June 2015 - April 2018 · 2 yrs 10 mos
Private Advisor Group, LLC
October 2012 - June 2015 · 2 yrs 8 mos
LPL Financial LLCBroker
March 2011 - January 2017 · 5 yrs 10 mos
LPL Financial LLC
March 2011 - October 2014 · 3 yrs 7 mos
Financial Network Investment Corporation
June 2010 - March 2011 · 9 mos
Financial Network Investment CorporationBroker
August 2008 - March 2011 · 2 yrs 7 mos
State Registrations3 states
NCNJNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.