Shirley Tan
Shirley Tan is a registered investment advisor at Perennial Financial Services, based in Glendale, CA, with 17 years of industry experience. Shirley operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 2,899 clients with $1.9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Perennial Investment Advisors manages investments through LPL Financial or Fidelity. The maximum annual fee is 2.00% of the account value, billed quarterly in advance. Fees are negotiable. The firm also utilizes SEI programs and Envestnet programs, with fees up to 2.00% of assets. For held away accounts, the advisory fee is deducted from another client account or invoiced directly to the client.
Location
201 N. Brand Blvd Suite 200, Glendale, CA, 91203
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Shirley holds a real estate license and dedicates minimal time to it. She also provides investment advisory services through Perennial Investment Advisors, LLC and its DBAs, taking nearly full-time hours, and is an agent for non-variable insurance through Perennial Financial & Insurance Services and Perennial Legacy LLC, DBA Perennial Legacy Insurance Solutions, dedicating a few hours per week. Finally, she spends minimal time on Lifewave MLM.
Employment History
Current Registrations
Perennial Financial Services
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Lake Avenue Financial, LLC
Lake Avenue Financial, LLC
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.