Juliana Thomas is a registered investment advisor, based in Des Moines, IA, with 12 years of industry experience.
Location
711 High Street, Des Moines, IA, 50392
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Juliana is an access/supervised person of Principal Global Investors, LLC. She is also a distributor for Young Living Essential Oils, hosting online classes and sharing education about essential oils, dedicating a few hours per week to this activity.
Employment History
Current Registrations
Principal Funds Distributor, INC.
Principal Funds Distributor, INC.Broker
Principal Asset Management
Previous Registrations
Principal Securities, INC.Broker
Principal Securities, INC.
Principal Securities, INC.Broker
Principal Funds Distributor, INC.Broker
Edward Jones
Edward JonesBroker
Edward JonesBroker
State Registrations51 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.