Alexis Ablezer is a registered investment advisor, based in Hartsdale, NY, with 15 years of industry experience.
Location
Hartsdale, NY
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Nylife Securities LLC
October 2022 - Present · 3 yrs 9 mos
Nylife Securities LLCBroker
October 2022 - Present · 3 yrs 9 mos
Eagle Strategies LLC
May 2020 - Present · 6 yrs 2 mos
Previous Registrations
Nylife Distributors LLCBroker
April 2016 - October 2022 · 6 yrs 6 mos
New York Life Investment Management LLC
April 2016 - May 2020 · 4 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2010 - March 2016 · 5 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2010 - March 2016 · 5 yrs 6 mos
State Registrations1 state
NY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.