Cody Lummus is a registered investment advisor at Delos Capital Advisors, based in Dallas, TX, with 17 years of industry experience. Cody operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 106 clients with $160M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $10.0M | 0.75% |
| $10M+ | Included |
Minimum annual fee of $10,000 applies if AUM is below $1,000,000. Fees are negotiable depending on individual client circumstances. Account values of family members may be combined to determine the applicable advisory fee.
Fee Estimator
Location
1845 Woodall Rodgers Fwy, Suite 1000, Dallas, TX, 75201
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Cody is a co-trustee for his parent's trust, a licensed insurance agent, and a managing member/partner in Delos Risk Management, Delos Capital Advisors, and Delos Asset Management. These activities involve minimal time for the trust, a few hours per week for Delos Risk Management and Delos Asset Management, and about 10-20% of his time for Delos Capital Advisors.
Employment History
Current Registrations
Delos Capital Advisors
Previous Registrations
Delos Wealth Advisors
Lear Investment Management
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.