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Heather Hubbard
16 Years of Experience
Trinity, FL
Broker
Heather Hubbard is a registered investment advisor at Cetera Investment Advisers LLC, based in Trinity, FL, with 16 years of industry experience. Heather operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
3242 Little Road, Trinity, FL, 34655
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2014 - Present · 12 yrs 2 mos
Cetera Investment Services LLCBroker
February 2013 - Present · 13 yrs 3 mos
Previous Registrations
Cetera Investment Services LLC
February 2013 - January 2014 · 11 mos
Bb&t Investment Services, INC.
August 2012 - January 2013 · 5 mos
Bb&t Investment Services, INC.Broker
August 2012 - January 2013 · 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2010 - August 2012 · 2 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2009 - August 2012 · 2 yrs 9 mos
State Registrations17 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.