Alan Jones is a registered investment advisor, based in Raymore, MO, with 15 years of industry experience.
Location
416 Remington Plaza Court, Raymore, MO, 64083
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
January 2009Final
Other Business ActivitiesSells Insurance
Alan sells equity indexed annuities through Avantax Insurance Agency. He also owns and manages a CPA firm, is president of a family real estate business, co-manages a rental property, and is treasurer for a benevolent association.
Employment History
Current Registrations
Cetera Investment Advisers LLC
September 2025 - Present · 10 mos
Cetera Wealth Services, LLCBroker
September 2025 - Present · 10 mos
Previous Registrations
Avantax Advisory Services
June 2010 - September 2025 · 15 yrs 3 mos
Avantax Investment Services, INC.Broker
April 2010 - September 2025 · 15 yrs 5 mos
State Registrations3 states
KSMOTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.