Thomas Aagaard is a registered investment advisor, based in Lisle, IL, with 12 years of industry experience.
Location
3333 Warrenville Road, #350, Lisle, IL, 60532
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Thomas is the Vice President of Distribution for Amplify Investment LLC, an RIA/RIC ETF issuer. He dedicates nearly full-time hours to this role, with most of his time spent during trading hours.
Employment History
Current Registrations
Foreside Fund Services, LLCBroker
May 2019 - Present · 7 yrs
Amplify Investments LLC
September 2018 - Present · 7 yrs 8 mos
Previous Registrations
Ausdal Financial Partners, INC.Broker
February 2018 - February 2019 · 1 yr
Destra Capital Advisors LLC
March 2015 - September 2016 · 1 yr 6 mos
Destra Capital Investments LLCBroker
March 2015 - September 2016 · 1 yr 6 mos
J.P. Morgan Securities LLC
August 2014 - February 2015 · 6 mos
J.P. Morgan Securities LLCBroker
August 2014 - February 2015 · 6 mos
Foreside Fund Services, LLCBroker
June 2013 - June 2014 · 1 yr
Advisors Asset Management, INC.
October 2011 - April 2013 · 1 yr 6 mos
Advisors Asset Management, INC.Broker
August 2011 - April 2013 · 1 yr 8 mos
MML Investors Services, LLCBroker
June 2011 - July 2011 · 1 mo
State Registrations5 states
ILKSMONETN
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.