RC
RC

Rocco Cassone

5 Years of Experience
Charleston, SC
Broker

Rocco Cassone is a registered investment advisor at Morgan Stanley, based in Charleston, SC, with 5 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

850 Morrison Drive, Suite 800, Charleston, SC, 29403

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Rocco works as a contractor for Uber, providing labor/services. This takes a few hours per week outside of business hours.

Employment History
Current Registrations
Morgan Stanley
October 2022 - Present · 3 yrs 7 mos
Morgan StanleyBroker
June 2022 - Present · 3 yrs 11 mos
Previous Registrations
Securian Financial Services, INC.
January 2009 - October 2010 · 1 yr 9 mos
Securian Financial Services, INC.Broker
October 2008 - October 2010 · 2 yrs
State Registrations34 states
AKAZCACOCTDCDEFLGAHIILINMAMDMINCNDNJNVNYOHORPAPRSCSDTNTXUTVAVirgin IslandsWAWIWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.