NE
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Noelle Evans

12 Years of Experience
Lexington, KY
Broker

Noelle Evans is a registered investment advisor at Cetera Investment Advisers LLC, based in Lexington, KY, with 12 years of industry experience. Noelle operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

201 E. Main St, Suite 520, Lexington, KY, 40507

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Noelle is a registered practice operations coordinator for Triple Crown Financial, doing business as Cetera Business.

Employment History
Current Registrations
Cetera Investment Advisers LLC
October 2019 - Present · 6 yrs 11 mos
Cetera Investment Services LLCBroker
October 2019 - Present · 6 yrs 11 mos
Previous Registrations
Foresters Advisory Services, LLC
November 2018 - June 2019 · 7 mos
Foresters Financial Services, INC.Broker
November 2013 - June 2019 · 5 yrs 7 mos
State Registrations2 states
KYNM
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Noelle Evans - Financial Advisor | TrueAdvisor