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Shaun Murphy

11 Years of Experience
Melville, NY
Broker

Shaun Murphy is a registered investment advisor at Wells Fargo Advisors, based in Melville, NY, with 11 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

401 Broadhollow Rd, Melville, NY, 11747

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Shaun is a notary public, owner of Office Operations Systems Inc., a community habilitation specialist for Braverhood LTD, and a pyrotechnician for Santore's World Famous Fireworks. These activities take minimal time, minimal time, about 10-20% of his time, and minimal time, respectively.

Employment History
Current Registrations
Wells Fargo Advisors
April 2016 - Present · 10 yrs 1 mo
Wells Fargo Advisors Financial Network, LLCBroker
February 2016 - Present · 10 yrs 3 mos
Previous Registrations
Ameriprise Financial Services, INC.Broker
March 2015 - February 2016 · 11 mos
State Registrations15 states
AZCACTFLGAMAMDNCNJNYORPASCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Shaun Murphy - Financial Advisor | TrueAdvisor