BE
CFP
BE
CFP

Bruce Douglas Eckfeldt

15 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementFinancial Planning & CoachingHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
152 advisors
Number of Clients
8,463 clients
Average Client Portfolio
$798K average
Assets Under Management
$6.8B

Fee Structure

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Location

7525 SE 24th St, Ste. 505, Mercer Island, WA, 98040

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Bruce is the owner of Eckfeldt Asset Management, LLC, where he works as a Certified Financial Planner providing financial planning and investment management services full-time. He is also an independent insurance agent selling life insurance and annuities, dedicating minimal time to this activity, and manages the finances and operations of Willis Eckfeldt Asset Management, LLC, spending about a quarter of his time on this.

Employment History
Current Registrations
Mutual Securities, INC.
August 2022 - Present · 3 yrs 6 mos
Mutual Advisors, LLC
August 2022 - Present · 3 yrs 6 mos
Mutual Securities, INC.Broker
August 2022 - Present · 3 yrs 6 mos
Previous Registrations
LPL Financial LLC
September 2020 - September 2022 · 2 yrs
LPL Financial LLCBroker
September 2020 - September 2022 · 2 yrs
Kms Financial Services, INC
October 2010 - September 2020 · 9 yrs 11 mos
Kms Financial Services, INC.Broker
October 2010 - September 2020 · 9 yrs 11 mos
State Registrations8 states
AZCADCFLIDORTXWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.