James Bradley is a CFP-designated registered investment advisor, based in Gaithersburg, MD, with 15 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold.
Location
16 South Summit Ave, Ste 220, Gaithersburg, MD, 20877
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is an independent insurance agent for various independent insurance companies through Bradley Wealth Advisors, dedicating about 10-20% of his time. He is also an advisory representative of a RIA through CIRA, spending nearly full-time hours on this, and owns rental property, requiring minimal time.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Securian Financial Services, INC.
Securian Financial Services, INC.Broker
Lincoln Financial Securities Corporation
Lincoln Financial Securities CorporationBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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