HF
HF
Herbert Franco
7 Years of Experience
Eagle Mountain, UT
1 DisclosureBroker
Herbert Franco is a registered investment advisor at Regal Investment Advisors LLC, based in Eagle Mountain, UT, with 7 years of industry experience. Herbert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management. Their firm serves 8,302 clients with $2.9B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
119 advisors
Number of Clients
8,302 clients
Average Client Portfolio
$347K average
Assets Under Management
$2.9B
Fee Structure
Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Fees typically range from 0.30% to 1.00% per annum depending on account value and strategy composition. Fees and payment arrangements are negotiable on a case-by-case basis.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Eagle Mountain, UT
Get directionsHistory
Regulatory History (1)
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Judgment / Lien
September 2016Employment History
Current Registrations
Regal Investment Advisors LLC
July 2026 - Present · 3 mos
Regulus Financial Group, LLCBroker
July 2026 - Present · 3 mos
Previous Registrations
MML Investors Services, LLCBroker
March 2025 - November 2025 · 8 mos
MML Investors Services, LLC
March 2025 - November 2025 · 8 mos
Fidelity Personal and Workplace Advisors
June 2024 - November 2024 · 5 mos
Fidelity Brokerage Services LLCBroker
March 2024 - November 2024 · 8 mos
Regulus Financial Group, LLCBroker
April 2022 - September 2023 · 1 yr 5 mos
Pruco Securities, LLC.Broker
June 2015 - February 2020 · 4 yrs 8 mos
State Registrations2 states
HIUT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.