DP
DP

Dana Polignone

15 Years of Experience
Staten Island, NY
Broker

Dana Polignone is a registered investment advisor at Wells Fargo Advisors, based in Staten Island, NY, with 15 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

4864 Arthur Kill Road, Unit 1 A 1 B, Staten Island, NY, 10309

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
November 2017 - Present · 8 yrs 10 mos
Wells Fargo Advisors
November 2017 - Present · 8 yrs 10 mos
Previous Registrations
Wells Fargo Advisors Financial Network, LLC
March 2016 - February 2017 · 11 mos
Wells Fargo Advisors Financial Network, LLCBroker
March 2016 - February 2017 · 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2013 - March 2016 · 2 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2013 - March 2016 · 2 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2009 - December 2012 · 3 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2009 - December 2012 · 3 yrs 9 mos
State Registrations2 states
NJNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Dana Polignone - Financial Advisor | TrueAdvisor