Kasey Ring
Kasey Ring is a registered investment advisor at LPL Financial LLC, based in Salt Lake City, UT, with 9 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
488 E Winchester St Ste 400, Salt Lake City, UT, 84107
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Kasey is a business owner at Upward Personal Finance, LLC, spends time at Deer Valley Resort, and manages real estate rentals through Ritzbung Properties, LLC. She also dedicates full-time hours to RTI Wealth Management, a DBA for her LPL business.
Employment History
Current Registrations
LPL Financial LLC
Previous Registrations
Upward Personal Finance
J.P. Morgan Securities LLC
Chase Investment Services CORP.
Edward Jones
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.