Thomas Cook is a CFA-designated registered investment advisor at Capacuity LLC, based in Lake Mary, FL, with 17 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 85 clients with $11B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
300 International Parkway, Suite 350, Lake Mary, FL, 32746
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Thomas may perform various activities for CapAcuity Consulting LLC or CapAcuity LLC. He is also a registered investment adviser with CapAcuity LLC.
Employment History
Current Registrations
Capacuity LLC
Capacuity Securities, INC.Broker
Previous Registrations
Valmark Advisers, INC.
Valmark Securities, INC.Broker
Newport Group Securities, INC.
Newport Group Securities, INC.Broker
Schwab Private Client Investment Advisory, INC.
Charles Schwab & CO., INC.Broker
Newport Group Securities, INC.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.