Roger Eth is a registered investment advisor, based in Fair Oaks Ranch, TX, with 17 years of industry experience.
Location
Fair Oaks Ranch, TX
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Roger is an insurance agent offering various insurance products, including accident and health, disability, annuities, and life insurance, since 2012. He also provides business consulting services and manages an LLC offering long-term care and life insurance, dedicating a significant amount of time to these activities.
Employment History
Current Registrations
Tlg Advisors, INC.
The Leaders Group, INC.Broker
The Leaders Group, INC.
Previous Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Osaic Fs, INC.
Osaic Fs, INC.Broker
Intercontinental Wealth Advisors, LLC
Intercontinental Asset Management Group, LTD.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.