Aaron Schwartz is a CFP-designated registered investment advisor at Mcfarland Associates, based in Monterey, CA, with 16 years of industry experience. Aaron operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Annuities, Business Owners, Corporate Executives, Education Planning, and 8 more. Their firm serves 39 clients with $83M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.10% |
Ongoing fees are based on the higher of 1.00% of annual cash flow or 0.10% of the value of your portfolio, subject to a $2,500 annual minimum ($625 per quarter). Third-party investment managers recommended by McFarland Associates may charge up to 1.5% annually plus administrative fees up to 0.6% annually.
Fee Estimator
Location
80 Garden Court, Suite 230, Monterey, CA, 93940
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Aaron owns a private residence in Salinas, CA and provides private flight instruction as a pilot. These activities are not investment-related and require minimal time.
Employment History
Current Registrations
Mcfarland Associates
Previous Registrations
Npb Financial Group, LLCBroker
Npb Financial Group, LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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