RV
RV

Richard Vise

17 Years of Experience
Birmingham, AL
Broker

Richard Vise is a registered investment advisor at Morgan Stanley, based in Birmingham, AL, with 17 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

3500 Colonnade Parkway, Suite 200, Birmingham, AL, 35243

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Richard is a member of Watson Creek Properties, LLC, an agriculture business in Calera, Alabama, since 2018. He spends minimal time on this activity outside of business hours.

Employment History
Current Registrations
Morgan StanleyBroker
April 2012 - Present · 14 yrs 5 mos
Morgan Stanley
April 2012 - Present · 14 yrs 5 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2008 - April 2012 · 3 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2008 - April 2012 · 3 yrs 6 mos
State Registrations38 states
AKALARAZCACODCDEFLGAIAILINKSKYLAMAMDMIMOMSNCNDNENMNYOHOKPAPRSCTNTXUTVAWAWIWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.