Wayne Miller is a registered investment advisor at Rlb Financial, based in Ventura, CA, with 10 years of industry experience. Wayne operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 607 clients with $170M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
RLB Financial offers several investment management options:
- Direct asset management: The annual fee is 1.55% of the total value of your portfolio. This fee may be negotiable, and accounts within the same household may be combined for a reduced fee.
- SEI Managed Account Solutions: The annual fee is a maximum of 1% of the total value of your portfolio. SIMC's advisory fee schedule for MAS range from .10% to 1.25%.
- Assets Under Advisement: The annual fee is 0.50% of the assets managed.
When using sub-advisors, the client will not pay additional fees. The sub-advisors fees are included in the fees charged by RLB.
Location
1547 Palma Drive, Ventura, CA, 93003
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Wayne owns Hale & Associates, Inc. where he works as an insurance agent, dedicating significantly more than full-time hours to insurance sales. He also owns Bleed the Sky LLC and Wayne Miller Music LLC, spending about a quarter of his time on this music business.
Employment History
Current Registrations
Rlb Financial
Previous Registrations
Hofmeister Advisory Group LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.