Jeffrey Walker
Jeffrey Walker is a registered investment advisor at Mutual of Omaha Investor Services, INC., based in Peoria, IL, with 15 years of industry experience. Jeffrey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 2 more. Their firm serves 6,885 clients with $24M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MOIS offers investment management through third-party money managers and its own managed account services.
Third-Party Money Managers: Fees are a percentage of your portfolio, paid to the third-party manager, who then pays a portion to MOIS. MOIS's portion will not exceed 1.25%.
MOIS Managed Account Services: Fees are based on a percentage of your portfolio. The annual fee will not exceed 1.25% for Fund Strategist Portfolios (FSP), Separately Managed Accounts (SMA), or Unified Managed Accounts (UMA). The annual fee will not exceed 2.25% for Advisor as Portfolio Manager (APM) accounts. Fees are billed quarterly in advance.
Location
7501 N. University St., Suite 228, Peoria, IL, 61614
Get directionsHistory
Regulatory History (4)
Judgment / Lien
April 2002Criminal
April 1999Criminal
April 1997Judgment / Lien
September 1996Other Business ActivitiesSells Insurance
Jeffrey is an insurance agent since 2019, focusing on life and health insurance, dedicating full-time hours during trading hours. He also spends a few hours per week as a musician in the Low Hungarians Band.
Employment History
Current Registrations
Mutual of Omaha Investor Services, INC.
Mutual of Omaha Investor Services, INC.Broker
Previous Registrations
Nylife Securities LLCBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.