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CH
CFP
CH
CFP

Charles Hatch

LPL Financial LLC
18 Years of Experience
Tallahassee, FL
BrokerSells Insurance
View SEC Summary
View SEC Summary

Charles Hatch is a CFP-designated registered investment advisor at LPL Financial LLC, based in Tallahassee, FL, with 18 years of industry experience. Charles is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1801 Hermitage Blvd, Suite 170, Tallahassee, FL, 32308

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Charles is involved in several businesses, including Barnes Benefit Consultants LLC (selling health, life, disability, and long-term care insurance, dedicating about 10-20% of his time), Barnes Capital Group (DBA for LPL business), and Independent Advisor Alliance (providing investment advisory services). He also dedicates minimal time to a family business.

Employment History
Current Registrations
LPL Financial LLC
August 2023 - Present · 3 yrs 2 mos
Independent Advisor Alliance, LLC
December 2018 - Present · 7 yrs 10 mos
LPL Financial LLCBroker
October 2016 - Present · 10 yrs
Previous Registrations
Independent Financial Partners
October 2016 - November 2018 · 2 yrs 1 mo
Allen, Mooney & Barnes Investment Advisors, LLC
March 2010 - October 2016 · 6 yrs 7 mos
Allen, Mooney & Barnes Investment Advisors, LLC
May 2009 - August 2009 · 3 mos
Allen, Mooney & Barnes Brokerage Services, LLCBroker
September 2008 - October 2016 · 8 yrs 1 mo
State Registrations10 states
CAFLGAMIMSNYPATNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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