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David Topper

Ameriprise Financial Services, LLC
14 Years of Experience
Vancouver, WA
1 DisclosureBroker
View SEC Summary
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David Topper is a registered investment advisor at Ameriprise Financial Services, LLC, based in Vancouver, WA, with 14 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1499 SE Tech Center Pl, Ste 220, Vancouver, WA, 98683

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2020
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

David is part of the leadership team at Trailhead Tax Service, spending minimal time on planning, decision making, and tax preparation since 2019. He is also writing a book called "The Retirement Trail Map", expected to be published in 2025, and spends no time on it currently.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
August 2020 - Present · 6 yrs 2 mos
Ameriprise Financial Services, LLC
August 2020 - Present · 6 yrs 2 mos
Ameriprise Financial Services, LLCBroker
August 2020 - Present · 6 yrs 2 mos
Previous Registrations
Ae Wealth Management, LLC
June 2019 - August 2020 · 1 yr 2 mos
Madison Avenue Securities, LLC
July 2015 - August 2020 · 5 yrs 1 mo
Madison Avenue Securities, LLCBroker
March 2015 - August 2020 · 5 yrs 5 mos
Edward Jones
October 2008 - February 2012 · 3 yrs 4 mos
Edward JonesBroker
October 2008 - February 2012 · 3 yrs 4 mos
State Registrations12 states
AZCAFLIDMTNCNMNVORSCTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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