David Topper
David Topper is a registered investment advisor at Ameriprise Financial Services, LLC, based in Vancouver, WA, with 14 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
1499 SE Tech Center Pl, Ste 220, Vancouver, WA, 98683
Get directionsHistory
Regulatory History (1)
Customer Dispute
December 2020Other Business Activities
David is part of the leadership team at Trailhead Tax Service, spending minimal time on planning, decision making, and tax preparation since 2019. He is also writing a book called "The Retirement Trail Map", expected to be published in 2025, and spends no time on it currently.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Ae Wealth Management, LLC
Madison Avenue Securities, LLC
Madison Avenue Securities, LLCBroker
Edward Jones
Edward JonesBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.