Daniel Sherman
Daniel Sherman is a registered investment advisor at Ronald Gelok & Associates, LLC, based in Parsippany, NJ, with 9 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Insurance Planning, Investment Management, and 1 more. Their firm serves 230 clients with $75M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.50% |
| $1.0M - $3.0M | 1.00% |
| $3.0M - $5.0M | 0.75% |
| $5M+ | 0.50% |
Fees are negotiable at the firm's sole discretion based on criteria such as anticipated future assets, account composition, and related accounts. Total annual advisory fee when employing third-party advisers shall not exceed 2.50%.
Fee Estimator
Location
1055 Parsippany Boulevard, Suite305 B, Parsippany, NJ, 07054
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Daniel works as an insurance broker selling life, disability, long-term care, fixed annuities, and health insurance, dedicating a few hours per week to this activity. He also works as an ocean lifeguard, spending about 10-20% of his time watching swimmers and making rescues.
Employment History
Current Registrations
Ronald Gelok & Associates, LLC
Previous Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Morgan Stanley Smith Barney LLC
Morgan Stanley Smith BarneyBroker
MML Investors Services, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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