Marie Cane is a registered investment advisor, based in Houston, TX, with 16 years of industry experience.
Location
2929 Allen Parkway, L3-20, Houston, TX, 77019
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Corebridge Capital Services, INC.Broker
September 2015 - Present · 10 yrs 8 mos
VALIC Financial Advisors, INC.
August 2015 - Present · 10 yrs 9 mos
VALIC Financial Advisors, INC.Broker
August 2015 - Present · 10 yrs 9 mos
Previous Registrations
Ims Financial Advisors, INC.
January 2010 - June 2015 · 5 yrs 5 mos
Ims Securities, INC.Broker
January 2010 - June 2015 · 5 yrs 5 mos
Edward Jones
November 2008 - April 2009 · 5 mos
Edward JonesBroker
October 2008 - April 2009 · 6 mos
State Registrations1 state
TX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.