Ned Lucia is a registered investment advisor at Saxon Securities LLC, based in San Francisco, CA, with 15 years of industry experience. Ned operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 25 clients with $140M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100.0M | 0.15% |
| $100.0M - $500.0M | 0.13% |
| $500M+ | 0.10% |
Fees are for maturity terms less than 2 years. For maturity terms greater than or equal to 2 years: First $100 million: 0.250 %, Above $100 million To $500 million: 0.225 %, Above $ 500 million: 0.200 %. Some accounts may be under different fee schedules honoring prior agreements. Our standard fee schedules may be negotiable at our discretion based on a number of factors, which include but are not limited to “grandfathered” accounts, complexity of accounts (e.g., custom reporting, etc.), and other special situations.
Fee Estimator
Location
611 Gateway Boulevard, Suite 120 #1003, San Francisco, CA, 94080
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Saxon Securities LLC
Previous Registrations
Structural
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.