Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
36 advisors
Number of Clients
843,555 clients
Average Client Portfolio
$1.7M average
Assets Under Management
$1437.0B

Fee Structure

Minimum Investment:None
Financial Planning:Investment management only
Loading...

Location

1075 Peachtree Street, Atlanta, GA, 30309

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

James owns rental property in Atlanta, Georgia since 2021. This activity takes about 10-20% of his time and is not investment-related.

Employment History
Current Registrations
Charles Schwab Investment Management, INC
March 2023 - Present · 2 yrs 11 mos
Previous Registrations
Charles Schwab & CO., INC.
June 2020 - April 2023 · 2 yrs 10 mos
Charles Schwab & CO., INC.Broker
May 2020 - April 2023 · 2 yrs 11 mos
USAA Investment Management Company
January 2018 - May 2020 · 2 yrs 4 mos
USAA Financial Advisors, INC.Broker
May 2011 - May 2020 · 9 yrs
USAA Financial Planning Services
May 2011 - January 2018 · 6 yrs 8 mos
Edward Jones
December 2009 - April 2011 · 1 yr 4 mos
Edward JonesBroker
November 2009 - April 2011 · 1 yr 5 mos
State Registrations1 state
GA
Advisor
Exams
No exam information available for this advisor.