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Sean Tsaconas

15 Years of Experience
Newport Beach, CA
Broker

Sean Tsaconas is a registered investment advisor at Raymond James & Associates, INC., based in Newport Beach, CA, with 15 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

Newport Beach, CA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
May 2024 - Present · 2 yrs
Raymond James & Associates, INC.
May 2024 - Present · 2 yrs
Raymond James & Associates, INC.Broker
May 2024 - Present · 2 yrs
Previous Registrations
Morgan Stanley
February 2014 - May 2024 · 10 yrs 3 mos
Morgan StanleyBroker
February 2014 - May 2024 · 10 yrs 3 mos
Wells Fargo Advisors, LLC
October 2010 - February 2014 · 3 yrs 4 mos
Wells Fargo Advisors, LLCBroker
September 2010 - February 2014 · 3 yrs 5 mos
State Registrations42 states
AKARAZCACOCTDCDEFLGAHIIDILINKSKYLAMAMDMEMIMOMSMTNCNDNMNVNYOHOKORPASCSDTNTXVAWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Sean Tsaconas - Financial Advisor | TrueAdvisor