KD
KD

Kenneth Dean

11 Years of Experience
Birmingham, AL
BrokerSells Insurance

Kenneth Dean is a registered investment advisor at MML Investors Services, LLC, based in Birmingham, AL, with 11 years of industry experience. Kenneth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4920 advisors
Number of Clients
392,809 clients
Average Client Portfolio
$229K average
Assets Under Management
$90.0B

Fee Structure

Investment management only (planning not offered)

MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.

For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.

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Location

1143 1st Ave S, Suite 107, Birmingham, AL, 35233

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Kenneth is an insurance broker selling life and disability insurance, dedicating a few hours per week to this activity. He also serves as a board member for King's Home, a nonprofit organization, spending minimal time on this role.

Employment History
Current Registrations
MML Investors Services, LLC
August 2024 - Present · 1 yr 9 mos
MML Investors Services, LLCBroker
August 2024 - Present · 1 yr 9 mos
Previous Registrations
Savior Wealth
February 2020 - February 2024 · 4 yrs
Securian Financial Services, INC.
May 2017 - February 2020 · 2 yrs 9 mos
Securian Financial Services, INC.Broker
May 2017 - February 2020 · 2 yrs 9 mos
MML Investors Services, LLCBroker
June 2016 - March 2017 · 9 mos
Metlife Securities INC.Broker
April 2009 - May 2011 · 2 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2008 - February 2009 · 2 mos
State Registrations2 states
ALTN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.