James King is a registered investment advisor, based in Sandy, UT, with 8 years of industry experience.
Location
9017 S Riverside Dr., Suite 210, Sandy, UT, 84070
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Regulatory History (1)
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Financial
February 2019Final
Other Business Activities
James uses "Griffin Wealth Partners" as a marketing name for his financial securities business conducted through B. Riley Wealth Management since September 2024. He dedicates full-time hours to this activity during securities trading hours.
Employment History
Current Registrations
Dfpg Investments, LLCBroker
October 2024 - Present · 1 yr 7 mos
Dfpg Investments, LLC
October 2024 - Present · 1 yr 7 mos
Diversify Advisory Services, LLC
October 2024 - Present · 1 yr 7 mos
Previous Registrations
B. Riley Wealth ManagementBroker
July 2022 - November 2024 · 2 yrs 4 mos
B. Riley Wealth Advisors, INC.
June 2021 - November 2024 · 3 yrs 5 mos
National Securities CorporationBroker
June 2021 - July 2022 · 1 yr 1 mo
Equitable Advisors, LLC
February 2019 - June 2021 · 2 yrs 4 mos
Equitable Advisors, LLCBroker
October 2018 - June 2021 · 2 yrs 8 mos
Gfi Securities LLCBroker
October 2008 - September 2009 · 11 mos
State Registrations20 states
ALAZCACTFLGAILMDMINCNJNVNYOHOKPATNTXUTWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.