Steven Sweigert is a registered investment advisor, based in Ocean City, MD, with 15 years of industry experience.
Location
9927 Stephen Decatur Hwy, #18, Ocean City, MD, 21842
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Steven is an advisory representative of a registered investment advisor (RIA) since January 2020, dedicating about half his time to this role. He also serves as a board trustee for Atlantic General Hospital, spends minimal time as the owner of Steven Sweigert Financial Services, and is an investment advisor representative (IAR) for Mitchell, Hastings, & Sweigert Financial Services.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
Cambridge Investment Research Advisors, INC.
Previous Registrations
Pks Investment Advisors LLC
Suntrust Investment Services, INC.Broker
Suntrust Investment Services, INC.
Edward Jones
Edward JonesBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.