Carter Chotin
Carter Chotin is a registered investment advisor at LPL Financial LLC, based in Covington, LA, with 17 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Covington, LA
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
April 2021Other Business ActivitiesSells Insurance
Carter is involved with multiple insurance agencies, including Erwin Insurance Agency and Sterling Bridge Insurance Agency, selling non-variable, property, and casualty insurance. These activities take a few hours per week, with additional time spent during securities trading.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Park Avenue Securities LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.